Dr. Maser,
Professor of Psychology, Department of Psychiatry, UCSD, has published numerous
scientific articles and edited nine books. He previously taught at Tulane
University and worked at NIH.
Until relatively recently,
the primary psychological approach to understanding Bram Stoker’s Dracula
and the folklore of vampires has been psychoanalysis. Maurice Richardson
asserted in 1956 that Dracula must be seen from a Freudian standpoint,
since “from no other does the story really make any sense” (427). However, the
psychoanalytic approach shares little with modern, scientifically based psychology. Fascinating though it may be, psychoanalytic
theory has almost no measurable attributes and may itself be as mythical as
vampires and an afterlife. Rather, psychoanalysis is a creative theory of human
cognition and behavior that can be neither proven false, objectively
replicated, nor used to predict novel, testable insights. As Clive Leatherdale,
having presented such a reading of Dracula, concedes, “psychoanalysis
has been to some extent dismissed as a literary fad whose time has come and gone”
(190 n1).
This
paper presents an alternative psychological theory that explains how vampirism
has captured the imagination of so many people in so many cultures. This theory
is called Existential Projection to an Afterlife (EPA) and it incorporates a
number of well-studied psychological factors: Object constancy, generalization,
fear and conditioning. Some background is needed to see how EPA theory provides
a psychological mechanism for humans to reduce existential terror when
contemplating death, i.e., non-existence of the self and nothingness. Fear is
reduced by the comforting illusion of an afterlife.
Leatherdale
states that “The concept of the vampire is founded upon two precepts: the
belief in life after death, and the magical power of blood” (13). This paper
will address both precepts, but with the major focus on the psychology of
belief in life after death. Neither belief in vampires nor belief in an
afterlife has any basis in objectively observed fact, yet belief in an
afterlife is essentially universal in human society and belief in vampires is
well established in the folklore of many cultures. The former is related to a
deep need to perpetuate the self when the body dies, the latter to a method of
doing so. The notion of an afterlife is linked to concepts of religion, God,
good and evil, and while not all are related directly to EPA theory, this paper
will touch upon those links.
1. The Self Concept
To have the mental capacity of reflecting on one’s own thoughts, to be aware of being aware, is to have a concept of self. Not all species are capable of self reflection, and they manage to survive quite well. However, for a species that has this ability many possibilities emerge. Two clear realities emerge in humans: belief in a God or gods, and belief in a continued existence after death of the corporeal self, of that entity that reflects on our own thoughts. We shall call that entity the “self.” Although we may be sure that this entity is not a little homunculus, its nature is poorly understood. Religions often speak of the soul, but that concept is even less well defined than the self, and it is not clear if they are equivalent concepts. While no data exist on the number of people who believe that the self continues in existence after the body dies and decays, the number probably includes most of humankind. Nor is there data on my informal observation that when asked, “What if there is no afterlife?” the response is often that life would be meaningless or that this just can’t be all there is. Most often the respondent falls back on religious teachings and faith. In nearly all societies, organized religion has co-opted the afterlife notion, primarily by taking on the role of gatekeeper. If you are a member of a religion and follow its doctrines, continuation of the self in some form is said to be possible. Although no method of inquiry has proven that any form of an afterlife exists, religion has become the accepted pathway and has filled a powerful need in our species. It can be argued that the vampire legend has resulted at least in part from the same psychological needs and underpinnings as religion. Vampirism is an alternative to the afterlife that religion provides and even might be considered a competing concept. It can also be expected that religion and vampirism are not merely competitive but hostile toward each other. The need for self-continuation is so strong that it finds expression in folklore and numerous aspects of culture (e.g., vampire stories, ancestor worship, guardian angels, gods, ghosts, belief in mediums), literature (e.g., Carmilla, A Matter of Conscience, Lovely Bones, Dante’s trilogy, Interview with the Vampire) and movies (e.g., Nosferatu, The Sixth Sense, What Dreams May Come, Heaven Can Wait). The fact that books and movies on the subject continue to make money for their producers reveals that the afterlife is a theme that people can and will buy into. Moreover, the belief that dead relatives watch over the living may be a precursor to ancestor worship, a practice that is common in Chinese and Japanese cultures as well as some African tribes and Pueblo Indians, to name a few. If one merely wishes to honor one’s ancestors an afterlife is unnecessary, but if one worships an ancestor, that entity should exist in some form somewhere.
2. Self-Awareness in Others: Theory of Mind
1. The Self Concept
To have the mental capacity of reflecting on one’s own thoughts, to be aware of being aware, is to have a concept of self. Not all species are capable of self reflection, and they manage to survive quite well. However, for a species that has this ability many possibilities emerge. Two clear realities emerge in humans: belief in a God or gods, and belief in a continued existence after death of the corporeal self, of that entity that reflects on our own thoughts. We shall call that entity the “self.” Although we may be sure that this entity is not a little homunculus, its nature is poorly understood. Religions often speak of the soul, but that concept is even less well defined than the self, and it is not clear if they are equivalent concepts. While no data exist on the number of people who believe that the self continues in existence after the body dies and decays, the number probably includes most of humankind. Nor is there data on my informal observation that when asked, “What if there is no afterlife?” the response is often that life would be meaningless or that this just can’t be all there is. Most often the respondent falls back on religious teachings and faith. In nearly all societies, organized religion has co-opted the afterlife notion, primarily by taking on the role of gatekeeper. If you are a member of a religion and follow its doctrines, continuation of the self in some form is said to be possible. Although no method of inquiry has proven that any form of an afterlife exists, religion has become the accepted pathway and has filled a powerful need in our species. It can be argued that the vampire legend has resulted at least in part from the same psychological needs and underpinnings as religion. Vampirism is an alternative to the afterlife that religion provides and even might be considered a competing concept. It can also be expected that religion and vampirism are not merely competitive but hostile toward each other. The need for self-continuation is so strong that it finds expression in folklore and numerous aspects of culture (e.g., vampire stories, ancestor worship, guardian angels, gods, ghosts, belief in mediums), literature (e.g., Carmilla, A Matter of Conscience, Lovely Bones, Dante’s trilogy, Interview with the Vampire) and movies (e.g., Nosferatu, The Sixth Sense, What Dreams May Come, Heaven Can Wait). The fact that books and movies on the subject continue to make money for their producers reveals that the afterlife is a theme that people can and will buy into. Moreover, the belief that dead relatives watch over the living may be a precursor to ancestor worship, a practice that is common in Chinese and Japanese cultures as well as some African tribes and Pueblo Indians, to name a few. If one merely wishes to honor one’s ancestors an afterlife is unnecessary, but if one worships an ancestor, that entity should exist in some form somewhere.
2. Self-Awareness in Others: Theory of Mind
Given for a moment the fact of self-awareness, humans
rapidly intuit that others of their species have the same ability, even though
no proof exists to confirm that suspicion. For example, I know that I am aware
of my own thoughts, but I do not actually know if readers of this paper have
the same or even a similar ability. Nevertheless, I assume you do and with that
assumption a wide range of behaviors that few other species appear to possess
become possible: bluffing at poker, humor, deception, counter-deception, empathy,
bargaining, sympathy, sorrow, role playing and “putting myself in your shoes.”
There is no sense in my bluffing in a poker game unless I believed that you
would react to my bluff in a particular way. A good bluffer “reads” the mental
state of those on the other side of the table. Of course, the person being
bluffed is also trying to place himself in the mental state of the bluffer and
may move to counter-deceive. Similarly, telling a joke would make little sense
if I did not think that you would see the humor as I do. Not only is timing
important to a joke-teller, but so also is an accurate estimate of the mental
state of the person being told the joke.
The
psychological principles underlying the belief that other organisms and
entities have a self-concept are those of generalization and object constancy
(OC). “Response generalization” can be defined as follows: After an organism
learns to respond in a particular manner to a stimulus (his own thoughts in his
body), other stimuli (i.e., other living beings with attributes similar to his
own) are effective in eliciting similar responses. Thus, at some point in
infancy we learn that we can think about our own thoughts (response) and begin
to transfer that ability to other organisms and entities (stimuli with similar
responses). “Object Constancy” is learning that the essence of objects does not
change even when beyond the immediate perception of our senses. “Projection” is
a psychodynamic mechanism in which one’s own thoughts, beliefs and abilities
are attributed to external persons or objects. “Anthropomorphism” is a form of
projection in which we attribute human-like behaviors and their causes to
animals.
In effect, generalization of the
self-concept means that you are able to use your experience to model the mental
state of another person. If I see you in a situation that I have encountered
previously, I am likely to assume that your subjective experience will be
similar to mine. Self-awareness opens the door for us to infer knowledge about
the mental states of others; inferences that we make about what other people
may (or may not) know or what they intend to do presupposes a comparable mental
states in others. Psychologists refer to this ability as “theory of mind” or
“social intelligence.” In terms of evolutionary theory, a self-concept allows
you to use your knowledge and experience to relate more effectively to others
and use introspectively based social strategies to compete with them for
resources. But for many there is a dark side to having a self-concept: It opens
the door to existential fear of death, i.e., the obliteration of this inner
essence that we identify as “self” and is with us constantly.
3. Demonstration
of a Self-Concept
To the extent that soul and self are similar entities,
most religions have declared the self a non-material entity, and if they are
valid on this point, the self cannot be demonstrated or understood
scientifically. However, in a series of papers, G.G. Gallup, Jr. has
objectively defined self-awareness in three species: humans, chimpanzees, and
orangutans.[2] The
simple laboratory test is whether or not an organism can recognize itself in a
mirror. If it can, then by definition, it is self-aware.
The method used was as follows. Nine
chimpanzees occupied nine separate rooms for ten days. Included in the rooms
with each chimpanzee was a full-length mirror. At first the chimps treated the
image in the mirror as another chimp, but around the third or fourth day their
behavior began to change. Instead of treating the image in the mirror as
another chimp, the primate began looking at parts of its own body that it had
never seen before (e.g., inside the mouth, the forehead) and manipulating those
parts while looking in the mirror. It appeared that the animals now realized
that their behavior was the source of the behavior of the image in the mirror:
they were looking at themselves, and by definition, they had a self-concept.
Still, a problem remained: How to show
experimentally that Gallup’s inference about the chimpanzees’ behavior was not
merely anthropomorphism or a result of bias. An objective test of
self-recognition was needed, and the methodology that Gallup devised was quite
ingenious. On the tenth day each
chimpanzee was anesthetized and removed from its cage. Using a bright, red,
odorless, non-irritating dye, Gallup painted the uppermost portion of an
eyebrow ridge and the top half of the opposite ear. Without the aid of a mirror
these parts of the chimp’s body could not be seen. The chimp was then placed
back in its cage and allowed to recover fully from the anesthesia. The mirror
was not in the room during recovery. Once dry, the paint was without olfactory
or tactile cues.
When the mirror was re-introduced, Gallup
counted the number of times that the chimp touched the painted area of his head
compared to other places. All of the chimpanzees not only looked in the mirror
and then touched the painted areas, but they often attempted to smell the
finger that touched the paint. Moreover, upon recovery from anesthesia, the chimps
spent three times as long looking at the mirror than prior to anesthesia. This
test demonstrates that under controlled conditions chimpanzees recognize
themselves in a mirror, and thereby, can be said to have a self-concept.
Can the same demonstration be made in other
species, including humans? Subsequent to Gallup’s demonstration, various
studies have used comparable procedures (e.g., a preferential looking test)
with human infants.[3] These
findings converge to reveal that the ability of children to correctly decipher
mirrored information about themselves appears between 18 and 24 months of age,
with about 65% passing the mirror test by 24 months. Positive results
using similar tests demonstrate that the orangutan has a self-concept, but
experiments fail to reveal self-awareness in gorillas.[4]
Once established in chimpanzees and humans, the self-concept is quite stable
until advanced senility[5]
at which time the ability of self-recognition can show marked decline.
Stability of the self-concept in the orangutan has not been studied.
Localization of the Self
and its Anthropological Origins.
One might also ask the
following: If the self can be demonstrated, if it is a material entity, where
is it housed in the body? and at what point in evolution did the self-concept
emerge along with its attendant need for self-perpetuation? In answer to the
first question, it is plausible that the self is located in the brain and
emerges as an aspect of the brain’s function in coordinating bodily activities.
While we are not certain of exactly where that capacity resides in the brain,
some evidence points to the frontal lobe region.[6]
In the Great Apes and human beings the frontal region is highly developed. It
may be that the brain’s self-representational capacity arises from neural
networks that monitor the body’s functioning and activity on a moment-to-moment
basis. The self seems to be a component of the physical brain that has a
representational capacity of the body as a whole.[7]
Location of the self in the brain places the theory in a monistic rather than a
dualistic tradition, and the physical nature of the self confirms its reality
rather than lessens it.
As to that point in our evolutionary
history when the self-concept emerged along with a felt need for its
continuance beyond death, we can only speculate. Anthropologically, the idea of
dying – yet continuing to exist – is probably older than Homo sapiens as
a species, since Neanderthal man buried food and tools with his dead. In the
recorded history of our species we know that Egyptians went a step further by
burying slaves with their leaders to serve them in another existence. Hindus
practiced suttee, in which the living wife was cremated along with the body of
the husband. Suttee was probably assimilated into Hinduism from a more ancient
source; there is evidence that the Thracians, Scythians, Scandinavians,
Chinese, and peoples of Oceania and Africa also followed suttee. In each case
there is an expectation that the individual would need the wives, slaves and
other items in the next life.
You may now notice that I misspoke when I
earlier said that I could only assume, but not be certain, that any of you have
a self-concept. Except in certain rare cases of neurological disorder, I am
confident that you would pass the mirror image test and I would have objective
proof that you too had a self-concept.
4. Pathway to an
Afterlife
With this description as background,
Maser and Gallup realized that generalization and projection of
self-recognition was a route to explain how humans can conceive of God. In 1990
they published an evolutionary account of theism.[8]
At the theory’s core is the brain’s innate awareness of itself. [A diagram
illustrating how it works appears in the Appendix at the end of this essay.]
As
described in EPA theory, the role of OC (explained below) is that of leading us
to believe that self-awareness has always been and always will be with us. The
behavioral law of generalization leads us to presume that our own
self-awareness exists in others. Moreover, humans exhibit anthropomorphism when
they attribute human-like characteristics to their pets, other animals and even
inanimate objects. Projection of our thoughts does not end with others of our
species and our pets or even other living entities (e.g., trees). Humans
project their self-awareness onto non-living entities such as geologic
formations (e.g., Son Tinh and Thuy Tinh in Vietnam), the sun (e.g., Apollo,
the sun god), wind (e.g., Hopi Indians), and thunder (e.g., the Teotihuacan's
state deity).
A variety
of powers are attributed to dead humans and to their representations (e.g.,
Jesus Christ, the Virgin Mary, Icon of Our Lady of Tikhvin, and various saints
through their relics and statues). Entities such as sacred rivers, the Wailing
Wall, the Temple Mount and houses of worship (churches, mosques and synagogues)
are not only places to participate in religious ceremonies and commune with
God, but are often worshiped for themselves. Generalization of self-awareness
has led to the sense that dead relatives watch over us. We visit their graves
and monuments (e.g., Vietnam Memorial in Washington) often with the dual
purpose of honoring them and with some expectation that those being honored
will take note of the visit.
It now
becomes only a short step from relatively abstract entities (e.g., the wind and
the dead) to believe in a total abstraction, a god, with human characteristics
but magnified into omni-attributes (omnipotence, omniscience, and
omnipresence). In every case, the abilities of these gods – mythical,
representational or abstract – have extensions of human attributes. Jealously,
strength, envy, love, aggression, hate, reason, irrationality, and of course,
self-awareness have all been attributed to gods and lesser beings (e.g.,
angels) by every culture. Christianity, for example, speaks of three gods in
one (Father, Son, Holy Ghost). Philo of
Alexandria referred to the Logos as Divine Reason, the model of the universe,
and the first-born Son of God.[9]
St. Thomas Aquinas wrote that it was the Father’s infinite capacity to see
Himself that brought forth the logos.
In summary, with these few examples, every culture has created its gods,
some more abstract than others, but all with human attributes, including
self-reflection. It is a natural part of our being, and when humans create a
god, we do so in our image.
We now
have half the equation: a means by which humans have the psychological capacity
to conceive of God. But why does our
species cling so tenaciously to that belief? Why does it have such a strong
hold on so many of us, and why does this belief not simply extinguish in the
absence of evidence or of reinforcement? These questions bring us to the second
half of the equation. Death and decay
are observable facts of existence, and we deduce that it will happen to us. But
what happens to that inner self? Does it too cease to exist? It would appear
that we find total extinction of the self abhorrent and the source of
considerable anxiety. Philosophers such as Sartre have written books on the
topic, and an early proponent of Theosophist movement, Annie Besant has
discussed the issue with simple examples.[10]
Religious
thought has merged fear of nothingness and total self annihilation with the
concepts of God and an afterlife. While the body may decay, the self is said to
move on to another life form. With variation, Christian religious doctrines
state that if you follow their tenets you will be resurrected (uncorrupted)
from the dead sometime in the future, similar to the ascension of Jesus. In the
meanwhile, you are housed in an extraterrestrial locale such as heaven, hell or
purgatory or even on earth in some other life form (e.g., Hinduism). Knowing
that the self is safe from existential annihilation reduces the fear, and fear
reduction acts to strengthen our continued belief in God, the mediating role of
religion and linkage to an afterlife. That is the EPA explanation proposed
here.
Object Constancy.
A psychological principle that plays an important role
in EPA, is called “object constancy (OC).” A technical definition of OC is “the
capacity to see an object as being of constant size and shape despite variation
in retinal position and distance from the observer” (Harnad, website). Early in
life we learn that most objects have permanence, a constancy that we can count
upon. The 19-inch screen TV does not change its size overnight; our house is in
the same location at night as when we left for work in the morning; and when
Mother has left the room she will re-appear. That is, even though the mother is
out of sight and her image no longer occupies a place on our retina, the baby
learns that she returns in the same physical shape and of the same essence as
when she left. She may disappear, but she still exists. Constancy of objects is
the norm and the practical implication is an expectancy that significant things
in our world exist even when they are unseen. When something we expect to be
constant does change, we often express surprise.
It can be
argued that OC explains why humans expect the self to live on after the body
has died, independent of the EPA explanation. Once the self-concept has
developed it is always there, and we expect it to be there forever. The move
from constancy of existing things to their continuing existence after removal –
even removal by death – does not require a great cognitive leap. In
pre-recorded history humans probably observed rituals to appease their prey or
their ancestors because these objects retained some degree of constancy even
when dead and/or unseen. In other words, it seems plausible that these
practices are based on a generalization from well-entrenched OC expectation to
expectation of some form of continued life after death. Certain practices are
plausibly explained as motivated by fear that even after death some things
experienced in life are potentially harmful and need to be reckoned with in
another form of existence. Self-aware humans realized then and now that life is
precarious, and as a constant in our lives, this precariousness carries over
into the afterlife. The constancy of life’s dangers and uncertainties may have
motivated the ancient Egyptians and others to make elaborate arrangements for
the dead in the afterlife.
The
doctrines of organized religion regarding the immortality of the soul probably
come into the picture as an important derivative development. In the context of
society, they provide a sanctioned, institutionalized method for consolidating
beliefs in continuing life after death. But religion as we understand it today
is not the original source of these beliefs. The presence of a self-concept and
the EPA explanation are most likely the original sources. The assumption of our
continuation after death has further implications for our conduct, especially
if we make the additional assumption that after death our continuing spirits
are not only potential dispensers, but also recipients, of rewards and punishments.
The latter could be elaborated into constructs of hell and heaven. These
elaborations seem to flow from fear of extinction of the self, i.e., the EPA
explanation, and less from object constancy.
Object
constancy appears to explain why we have come to believe in an afterlife.
However, this argument ultimately is incomplete. While good evidence exists
that monkeys have OC, there is no evidence that monkeys have mirror-image
self-recognition.[11]
By the operational definition used here, they do not have a self-concept. Thus,
OC may be a necessary condition for self-recognition, but it is not sufficient.
The theory proposed here is that the concept of an afterlife follows from
mirror image recognition and not just object constancy.
5. The Afterlife in Folklore: Vampires and
Christianity
With this background, we can now understand where
vampirism fits into folklore. The desire for immortality, ignorance, fear,
vampire bats sucking the blood of cattle and a good imagination might easily
produce vampire stories. Even the term “undead” is a way of saying that the
self continues its existence. From the perspective of Christianity, in spirit
and apparently in body, Jesus rose from the dead. Jesus becomes undead and by
acceptance of Him as a “savior,” others may join Him in everlasting life. Without this premise, it is not clear that
Christianity would have attained its position among worldwide religions.
As an afterlife form, vampires have
numerous characteristics of living human beings. If they did not, vampires
would be killing machines only, and have little psychological interest for us.
What holds our interest are their human attributes, the resurrection of self
with attributes that we can recognize easily as aspects of our own inner lives.
Literary works present the undead as thinking, having various sensations (e.g.,
pain, fear, desire, touch) and with the potential to fulfill that strong human
desire of living forever. Interesting variations on vampirism such as changing
into bats or other life forms, sleeping in coffins, not being seen in mirrors,
fear of the cross as a symbol of Christianity, great physical strength and
other attributes are further extensions of human needs and the fertile
imagination of multiple storytellers. At the heart of the matter, however, is
the fact that the undead have achieved what the living desire: immortality.
At one level Christianity considers
vampires evil because they kill innocent folk; at the level of Christian
theology, however, taking a life is the least of it. From a theological
perspective, the vampire defies God’s law and will: the creature lives forever.
Of course, the prudent vampire must avoid garlic, a stake through the heart,
and a few other potentially lethal situations, but under normal conditions the
undead need never suffer total annihilation.
Moreover, vampires can create their own life form, other vampires. In
both cases – the avoidance of death and the creation of a new life form – the
vampire has co-opted powers that heretofore were reserved for God. That the
vampire may live forever and yet never pray, never be subject to God’s
vengeance (and forgiveness), not follow the church’s rules and dogma, and not
tithe, yet somehow avoid heaven, hell and purgatory, all run counter to a
Christian, indeed probably any religious view, of what is acceptable and good.
Is it any wonder that some believe that the mere sight of a cross makes a
vampire cower? The means by which garlic keeps vampires at a distance is less
clear, unless the undead also have a good olfactory sense.
6. Light and
Blood: Symbol and Rite of Passage
Light and the sun are usually identified with safety
and god across much of recorded human history, just as darkness and night have
been identified with danger and evil. The cyclical nature of light and dark
controls the rhythm of our lives, and without the sun there would be no life at
all. It is not surprising that light and
the afterlife have close linkages in human needs and beliefs. Apollo, the golden-haired son of Zeus and
Leto, was worshiped by the Greeks as the Sun God. Shu, the ancient Egyptian god of dry air,
wind and the atmosphere was also considered an aspect of sunlight. As with other protector gods, Shu had a dark
side as a god overseeing punishment in the Land of the Dead.
Christianity frequently related creation, heaven and
Jesus to light. On the first day of creation, God is said to have separated
darkness from light and saw that light was good (Genesis 1:1-5). Heaven is nearly always imaged as bright and
filled with light; hell is portrayed as shadowed and devoid of light. Jesus’s
disciple John has much to say about light: “Then spake Jesus again unto them,
saying, I am the light of the world: he that followeth me shall not walk in
darkness, but shall have the light of life” (John 8:2, also see John 9:1-7,
12:34-36, and 12:44-46). One more example comes from the solar image revealed
by the Monstrance or Ostensorium in Catholicism. The Monstrance is a vessel used to display
the host or body of Christ, and it often has a sun-like shape with the orb and
rays made of silver.
God is equated with light, danger and death with
darkness and shadows (e.g., Psalm 23: “Yea, though I walk through the valley of
the shadow of death, I will fear no evil”).
Generalizing from this equation, good equals Light/God/life and darkness
equates with nothingness/absence of life, death, and the devil. Vampires, by
extension, become associated with darkness and are often seen as instruments of
the devil. Like Shu, as a protector God,
Jesus too has a dark side. Failure to follow the dogma of “His” religion may
result in everlasting punishment.
Vampire lore is not static. Stoker’s Dracula is an excellent
example of a literary adaptation from folklore, but other writers and other
media, such as the movies, are continually extending the popular image of
vampires. A good example of this is the use of sunlight. While vampires are
generally nocturnal, preferring to carry out their activities at night, the concept
that sunlight can destroy a vampire is found neither in vampire folklore nor in
Stoker’s novel. The motif of destruction by sunlight made its first appearance
in the 1922 movie Nosferatu (Miller 128). Perhaps the most familiar use
of the sunlight motif can be found in Anne Rice’s ground-breaking novel Interview with the Vampire, later
adapted as a movie. Here we have a vivid scene in which the sun destroys two vampire women,
reducing them to dust. Thus the movies have been responsible for introducing
into popular western culture a new twist to the vampire myth: exposure to the
sun means annihilation for the vampire. If this imagery of sunlight destroying
vampires (evil) is to become a dominant feature of current folklore, it should
relate to symbolism or the mythology of an afterlife, and so it does. When the
evil of vampires is set against the combination of sunlight, sun worship and
the concept of God being associated with light, we are well prepared to believe
that a creature of the night can be destroyed by the sun.
The second significant symbol is blood. As
gatekeepers to the afterlife, religions have set up various rites of passage,
among which are circumcision, sacraments, baptism, confession, attending
church, participating in the Mass including partaking of the Eucharist, and
last rites. Failing to participate in these rites may deny access to
immortality or heaven. Ceremonial blood is an important component of rite of
passage into the afterlife. It is no
coincidence that Christianity and Dracula have this point of contact,
since blood relates to birth and life, and in its absence, to death. Blood is meaningful to us, realistically and
symbolically. In pagan times and in some
cultures today, drinking or draining blood was part of warfare and religious
activity. Many see this behavior transferring to Christianity through the
drinking of Christ’s blood during the Eucharist, for at the moment of
consumption, the wine is held to be the blood of Jesus. Similarly, it is blood
that conveys life and/or the essence of life to the undead. When Mina drinks
Count Dracula’s blood from his breast, she takes a fatal step toward becoming
one of the undead.
7. Summary
This paper has offered a psychological explanation for
the widespread belief in an afterlife. The vampire myth is one means of
achieving immortality and this theme has penetrated the folklore of many
cultures. Fear of death is a primary reason that vampires and Dracula
continue their hold our imagination, and given its greater social
acceptability, most people participate in religious activities for much the
same reason. The mechanism underlying the strongly held belief in life after
physical death is based on awareness of self and may evolve and be maintained
by standard psychological principles. This mechanism is described by the EPA
theory. Object constancy plays a role,
but by itself OC is an inadequate explanation. Vampires have taken the powers
of life and death away from God, reason enough for Christianity to see vampires
as evil. Nevertheless, symbols of light and darkness, good and evil, blood and
an afterlife and the fact that both Dracula and Jesus have risen from the dead
are ties that bind folklore and Christianity. Rooted in human psychology and
culture, such ties are not easily broken. As long as humans fear non-existence,
religion and the legend of the vampire are safe from falling into obscurity.
Works Cited:
Harnad, S. “Beyond object constancy.”
Online.
www.ecs.soton.ac.uk/~harnad/Papers/Harnad/harnad98.iee.embodiment.html
Leatherdale, Clive. Dracula: The Novel and the
Legend. Westcliff-on-Sea, UK: Desert Island Books, 2001.
Maser, J.D. and & G.G. Gallup Jr. “Theism as a
Byproduct of Natural Selection.” Journal of Religion 70. 515-532.
Melton, J. Gordon. The Vampire Book: The
Encyclopedia of the Undead. Detroit: Gale, 1999.
Miller, Elizabeth. Dracula: Sense & Nonsense.
Westcliff-on-Sea, UK: Desert Island Books, 2000.
Rice, Anne. Interview with the Vampire. New
York: Ballantyne, 1976.
Richardson, Maurice. “The Psychoanalysis of Ghost
Stories.” Twentieth Century 166 (1959): 419-431.
APPENDIX
EXISTENTIAL
PROJECTION TO AN AFTERLIFE (EPA) EXPLANATION
Figure 1.
Object Constancy and generalization are cognitive processes that lead to
our belief that others of our species have this ability, and since it has been
with us always, it will always be with us.
By the process of projection we anthropomorphize self-awareness to other
objects and abstractions, such as God.
This mechanism is maintained by fear of death. The promise of religion is that belief will
allow entrance to an afterlife, thereby diminishing fear of non-existence. Fear reduction reinforces and strengthens the
belief in an afterlife.
[1] For a more complete
discussion of the relationship between Christianity and vampirism through the
centuries, see J.Gordon Melton, The
Vampire Book, 117-119.
[2] See G.G. Gallup Jr,. “Chimpanzees: self-recognition,” Science 167
(1970): 86-87; “Do minds exist in species other than our own?” Neuroscience
and Biobehavioral Reviews 9 (1985): 631-641; “Self-awareness and the
emergence of mind in primates,” American Journal of Primatology 2
(1982): 237-248. Also see S.D. Suarez & Gallup, “Self-recognition in
chimpanzees and orangutans, but not gorillas,” Journal of Human Evolution
10 (1981): 175-188.
[3] For example: M.L. Howe & M.L. Courage, “On resolving the enigma of
infantile amnesia,” Psychological Bulletin 113: 305-326; M. Nielsen, C.
Dissanayake & Y. Kashima, “A longitudinal investigation of self-other
discrimination and the emergence of mirror self-recognition,” Infant
Behavior and Development 26.2 (2003): 213-226; and P. Rochat, The Self
in Infancy: Theory and Research (Amsterdam: Elsevier, 1993).
[4] See D.J. Shillito,
G.G. Gallup Jr. & B.B. Beck, “Factors affecting mirror behaviour in western
lowland gorillas,” Animal Behaviour 57.5 (1999): 999-1004; Gallup, “Absence of self-recognition in a
monkey (Macaca fascicularis) following prolonged exposure to a mirror,” Developmental
Psychobiology 10.3 (1977): 281-284; and Gallup, L.B. Wallnau & S.D.
Suarez, “Failure to find self-recognition in mother-infant and infant-infant
rhesus monkeys,” Folia Primatol (Basel) 33.3 (1980): 210-219.
[5] F. Biringer, J.R. Anderson & D.
Strubel, “Self-recognition in senile dementia,” Experimental Aging Research
14.4 (1988): 177-180; M.W. De Veer,
Gallup, L.A. Theall, R. van den Bos & D.J. Povinelli, “An 8-year longitudinal
study of mirror self-recognition in chimpanzees (Pan troglodytes),” Neuropsychologia
41 (2002): 229-234.
[6] J.P. Keenan,
M.Wheeler, G.G. Gallup, Jr., & A. Pascual-Leone, “Self-recognition and the
right prefrontal cortex,” Trends in Cognitive Science 4 (2000): 338-344; D.T. Stuss, G.G., Gallup,
Jr., & M.P. Alexander, “The frontal lobes are necessary for ‘theory of
mind,’” Brain 124 (2001):
279-286.
[7] P.S. Churchland,
“Self-representation in nervous system,” Annals of the New York
Academy of Sciences. 1001 (2003): 31-38;
M. Jeannerod, “The mechanisms of
self-recognition in humans,” Behavioural Brain Research 142 (2003):
1-15.
[8] See Maser &
Gallup, 515-532.
[9] See F. Funk, “My fundamental assumptions and beliefs”
(1996): http://web.engr.oregonstate.edu/~funkk/Personal/beliefs.html
[10] J.-P. Sartre, Being
and Nothingness., trans Hazel E. Barnes (New York: Washington Square Press,
1993); A. Besant, [pamphlet 1886]. A
Second Anthology of Atheism and Rationalism, ed. G. Stein (Buffalo:
Prometheus Books, 1987).
[11] See L. Ungerleider,
L. Ganz, & K.H. Pribram, “Size constancy in rhesus monkeys: effects of
pulvinar, prestriate, and inferotemporal lesions,” Experimental Brain
Research 27.3/4 (1977): 251-269.
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